Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Kramarz is a financial professional with over 18 years of experience in the industry. Derek is currently registered with UBS Securities LLC and has been with them since July 8, 2011. Prior to that, Derek worked at J.P. Morgan Securities LLC, Goldman, Sachs & Co., Quadriga Asset Management Inc., and Van Der Moolen Specialists USA, LLC. Derek holds the Series 3, 7, 55, 57TO and SIE licenses. Derek is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/08/2011 - Present
UBS Securities LLC (NEW YORK NY)
NY
11/03/2009 - 07/27/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/26/2004 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
11/21/2003 - 12/09/2003
QUADRIGA ASSET MANAGEMENT INC. (NEW YORK NY)
NY
08/02/2001 - 09/07/2001
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
BC
Issued 12/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/08/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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