Unclaimed
Derek Hammond is an investment advisor representative with Cambridge Investment Research Advisors, Inc. located in Wichita, Kansas. Derek has been in the financial services industry since 2008 and is registered to offer securities in Illinois, Kansas, Missouri, Nebraska, Oklahoma, Pennsylvania, and Tennessee. Derek holds the Series 6, Series 63, Series 65 and SIE licenses and is also a registered investment advisor representative in Kansas. Prior to joining Cambridge, Derek was registered with New England Securities and Pruco Securities, LLC. Derek specializes in providing financial planning services, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
08/14/2014 - Present
Cambridge Investment Research Advisors, Inc. (Wichita KS)
KS
05/08/2009 - 08/21/2014
NEW ENGLAND SECURITIES (WICHITA KS)
KS
02/07/2008 - 03/31/2009
PRUCO SECURITIES, LLC. (WICHITA KS)
IA
Issued 11/05/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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