Unclaimed
Derek Scott Gariepy is a financial advisor with over 25 years of experience in the industry. Derek is registered with Avantax Investment Services, Inc. and is licensed in Connecticut, Florida, Hawaii, and Massachusetts. Derek has a Series 6 and Series 63 license. Derek has experience in the Investment Company Products/Variable Contracts and Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/05/1997 - Present
Avantax Investment Services, Inc. (LUDLOW MA)
BC
Issued 02/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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