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Derek Scott De pol

GWN Securities Inc.

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About Derek Scott De pol

Derek De pol is an active investment advisor representative and broker with over 20 years of experience. Derek is registered with GWN Securities Inc. and is based in PALM BEACH GARDENS, FL. Derek previously worked at MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WACHOVIA SECURITIES, LLC, and DAVID LERNER ASSOCIATES, INC.. Derek's areas of focus include portfolio management for individuals and market timing services.

Firm Information

Derek De pol is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Derek De pol’s Registration & Firm History

FL

08/15/2017 - Present

GWN Securities Inc. (PALM BEACH GARDENS FL)

NJ

03/25/2017 - 08/15/2017

MML INVESTORS SERVICES, LLC (PARAMUS NJ)

NJ

06/04/2012 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (PARAMUS NJ)

NJ

05/04/2007 - 06/05/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)

NJ

04/11/2005 - 05/07/2007

WACHOVIA SECURITIES, LLC (CLIFFSIDE NJ)

NY

05/15/2001 - 04/06/2005

DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)

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Licenses & Designations

IA

Issued 06/06/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/11/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Derek Scott De pol. Review regulatory record here.
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