Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Sausa is a financial advisor who has been in the industry since December 2006. Derek is currently registered with TD Private Client Wealth LLC, a firm with over $6 billion in assets under management. Derek is licensed to provide investment advice in 12 states. Derek is also a landlord in New Jersey and manages rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NJ
03/07/2024 - Present
TD Private Client Wealth LLC (Marlton NJ)
NJ
09/03/2019 - 09/01/2022
M HOLDINGS SECURITIES, INC. (Morristown NJ)
NY
10/16/2014 - 09/16/2019
CITIGROUP GLOBAL MARKETS INC. (SUFFERN NY)
NY
04/07/2009 - 10/14/2014
KEY INVESTMENT SERVICES LLC (NANUET NY)
NJ
11/08/2006 - 03/11/2009
CHASE INVESTMENT SERVICES CORP. (MONTVALE NJ)
IA
Issued 03/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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