Unclaimed
Derek Ryan Peterson is a financial advisor at Fidelity Brokerage Services LLC. Derek has been in the financial industry since July 26, 2020. Derek is licensed to sell securities in Utah, Texas, and Massachusetts. Derek holds Series 7, Series 63, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
07/27/2020 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 08/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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