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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Roy Hartmann is a financial advisor with over 10 years of experience in the industry. He is currently registered with LPL Financial LLC, based in Woodstock, IL. Derek has a broad range of experience working with various clients, including individuals, high-net-worth individuals, businesses, and charitable organizations. Derek's expertise lies in financial planning, portfolio management, and providing consulting services. Before joining LPL Financial, Derek worked at PNC Investments, NatCity Investments, and First Investors Corporation. He is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
08/20/2019 - Present
LPL Financial LLC (WOODSTOCK IL)
IL
11/13/2009 - 09/10/2012
PNC INVESTMENTS (ROUND LAKE IL)
IL
04/14/2008 - 11/13/2009
NATCITY INVESTMENTS, INC. (ROUND LAKE IL)
IL
06/19/2006 - 05/09/2007
FIRST INVESTORS CORPORATION (LIBERTYVILLE IL)
BOTH
Issued 07/26/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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