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Derek Richard Anderson

Pruco Securities, LLC

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About Derek Richard Anderson

Derek Richard Anderson is a financial professional with over 25 years of experience in the securities industry. Derek has held a Series 6 license since 1995, and has worked at Pruco Securities, LLC since that time. Derek is registered to conduct business in Minnesota and has earned the Series 6, 26, and 63 licenses as well as the SIE exam. Derek offers a range of financial services to individuals and businesses, including investment management, financial planning, and insurance. Derek's focus is on providing personalized advice to help clients achieve their financial goals.

Firm Information

Derek Anderson is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Compensation from lpl enterprise, llc

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Derek Anderson’s Registration & Firm History

NJ

07/28/1995 - Present

Pruco Securities, LLC (NEWARK NJ)

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Licenses & Designations

BC

Issued 07/02/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Richard Anderson.
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