Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Harman is a registered representative with Charles Schwab & Co., Inc. Derek has been in the securities industry since May 2009. Derek is registered to provide securities related services in 51 states and the District of Columbia. Derek has passed the Series 63, Series 7 and SIE exams. Derek is located at the Charles Schwab & Co., Inc. branch office in Lone Tree, Colorado. Derek's experience and qualifications are subject to verification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
10/09/2009 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
TX
03/07/2001 - 07/17/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 12/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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