Unclaimed
Derek Romano is a financial advisor with Fidelity Distributors Co. LLC in Merrimack, New Hampshire. Derek joined Fidelity Distributors Co. LLC on 5/12/2016. Prior to that, Derek worked at PYRAMIS DISTRIBUTORS CORPORATION LLC. Derek has over 20 years of experience in the financial industry. Derek has passed the Series 7, Series 63 and SIE exams. Derek is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
05/12/2016 - Present
Fidelity Distributors Co. LLC (MERRIMACK NH)
NH
04/14/2015 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (MERRIMACK NH)
RI
01/06/2009 - 02/11/2009
PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)
RI
03/27/1998 - 02/02/2009
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 05/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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