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Derek R Devens

Neuberger Berman BD LLC

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About Derek R Devens

Derek R. Devens is a financial advisor with Neuberger Berman BD LLC. Derek has been in the financial services industry since 2003. Derek is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in Florida, New Jersey, and New York. Derek also holds the Series 7, Series 31, and Series 66 licenses. Derek holds the designation of Chartered Financial Analyst. Derek specializes in providing portfolio management services to a variety of clients, including individuals, businesses, and institutional investors.

Firm Information

Derek Devens is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Derek Devens’s Registration & Firm History

FL

03/19/2021 - Present

Neuberger Berman BD LLC (WEST PALM BEACH FL)

NY

06/02/2011 - 01/06/2016

KBD SECURITIES, LLC (NEW YOYK NY)

NY

06/21/2004 - 05/12/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

CA

11/22/2002 - 04/01/2004

FUND SERVICES ADVISORS, INC. (FSA) (LOS ANGELES CA)

NY

02/27/2001 - 02/05/2002

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/17/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/06/2024

Series 30 - NFA Branch Manager Examination

BC

Issued 09/21/2022

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Derek R Devens.
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