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Derek Paul Shadick

Charles Schwab & CO., Inc.

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About Derek Paul Shadick

Derek Paul Shadick is a financial advisor with over 15 years of experience in the financial services industry. Derek Paul Shadick is currently registered with Charles Schwab & CO., Inc. in Orlando, FL. Derek Paul Shadick specializes in Portfolio Management for Individuals and Financial Planning and is licensed to offer securities advice in California and Florida. Derek Paul Shadick has previously held positions with E*TRADE SECURITIES LLC, WELLS FARGO ADVISORS, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED and CITIGROUP GLOBAL MARKETS INC.

Firm Information

Derek Shadick is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Derek Shadick’s Registration & Firm History

FL

06/18/2018 - Present

Charles Schwab & CO., Inc. (Orlando FL)

FL

03/09/2016 - 02/08/2017

E*TRADE SECURITIES LLC (ORLANDO FL)

FL

11/06/2012 - 07/07/2015

WELLS FARGO ADVISORS, LLC (LAKELAND FL)

WI

11/21/2008 - 07/12/2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED (RHINELANDER WI)

WI

10/12/2006 - 12/11/2008

CITIGROUP GLOBAL MARKETS INC. (RHINELANDER WI)

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Licenses & Designations

IA

Issued 10/05/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Derek Paul Shadick.
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