Unclaimed
Derek Lautato is a financial professional with over 20 years of experience in the securities industry. Derek is currently registered with Chimera Securities, LLC. Derek has held previous positions with a variety of firms, including T3 Trading Group, LLC, Assent LLC, Evolution Financial Technologies, LLC, Heartland Securities Corp., National Discount Brokers and RM Stark & CO INC. Derek holds Series 4, 7, 55, 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/2016 - Present
Chimera Securities, LLC (NEW YORK NY)
NY
07/31/2015 - 05/27/2016
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
03/21/2011 - 07/29/2015
CHIMERA SECURITIES, LLC (NEW YORK NY)
NJ
10/20/2005 - 06/30/2010
ASSENT LLC (HOBOKEN NJ)
NJ
02/28/2003 - 10/21/2004
EVOLUTION FINANCIAL TECHNOLOGIES, LLC (ISELIN NJ)
NJ
04/23/2001 - 03/27/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
07/29/1998 - 07/30/1999
NATIONAL DISCOUNT BROKERS (OMAHA NE)
FL
03/04/1998 - 03/27/1998
RM STARK & CO INC. (LAKE WORTH BEACH FL)
BC
Issued 03/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Derek Lautato is the right advisor for you? Invested Better is here to help.