Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Glynn is an investment advisor representative with UBS Financial Services Inc. He is registered with the state of Washington. Derek has over 27 years of experience in the financial industry, having previously worked at Merrill Lynch. He has a wide range of experience and qualifications, including holding Series 63, 65, and 7 licenses as well as the SIE exam. Derek is committed to providing clients with personalized financial advice and investment management services. He is based in Everett, Washington and can assist clients in various locations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
04/17/2015 - Present
UBS Financial Services Inc. (EVERETT WA)
WA
08/01/1995 - 04/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EVERETT WA)
IA
Issued 9/8/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/9/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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