Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Ogle is a financial advisor with LPL Financial LLC. Derek has been in the industry since March 14, 2002 and has a wide range of experience. Derek is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Derek provides a variety of financial services including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. Derek is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/15/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
10/12/2015 - 06/04/2020
LADENBURG THALMANN & CO. INC. (IRVINE CA)
CA
02/28/2014 - 10/19/2015
GILFORD SECURITIES INCORPORATED (IRVINE CA)
CA
09/21/2011 - 07/31/2012
CROWELL, WEEDON & CO. (LOS ANGELES CA)
CA
05/03/2011 - 08/12/2011
NATIONAL PLANNING CORPORATION (IRVINE CA)
CA
05/02/2009 - 05/15/2009
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
01/21/2000 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
NE
07/08/1998 - 02/24/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
02/20/1998 - 05/18/1998
MERIDIAN CAPITAL GROUP, INC. (SAN FRANCISCO CA)
CA
12/02/1997 - 02/06/1998
PROVIDENTIAL SECURITIES, INC. (FOUNTAIN VALLEY CA)
CA
06/26/1996 - 11/26/1996
TRADEWAY SECURITIES GROUP, INC. (CARLSBAD CA)
NY
09/21/1995 - 06/18/1996
H.J. MEYERS & CO., INC. (ROCHESTER NY)
MN
02/28/1994 - 04/21/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 06/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Derek Ogle is the right advisor for you? Invested Better is here to help.
