Unclaimed
Derek Norman Skains is an investment advisor representative associated with Osaic Wealth, Inc. located in Litchfield Park, AZ. Derek has been in the securities industry since July 1987, and has been registered as an investment advisor in Arizona and Texas. Derek has been a licensed broker in Arizona since 2009, with previous experience at Securities America, Inc. and Raymond James Financial Services, Inc. Derek has a wide range of experience in providing financial planning, pension consulting, educational seminars, and selection of other advisors. Derek works with various clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/14/2024 - Present
Osaic Wealth, Inc. (LITCHFIELD PARK AZ)
AZ
08/19/2009 - 06/14/2024
SECURITIES AMERICA, INC. (LITCHFIELD PARK AZ)
AZ
05/09/2003 - 08/20/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (AVONDALE AZ)
MO
05/10/1999 - 05/21/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
10/10/1994 - 05/10/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/12/1988 - 10/11/1994
SMITH BARNEY INC. (NEW YORK NY)
NA
03/09/1988 - 10/08/1988
CENPAC SECURITIES CORP.
NA
04/29/1987 - 12/23/1987
BUCHANAN & CO., INC.
IA
Issued 11/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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