Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Neville Stein is a financial professional with over 20 years of experience in the securities industry. Derek is currently registered with Blackrock Execution Services and has previously held positions with Knight Capital Markets, LLC. and Knight Equity Markets, L.P. Derek is a Series 7, Series 24 and SIE licensed professional. Derek is located in San Francisco and has been in the industry since March 6, 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/18/2006 - Present
Blackrock Execution Services (SAN FRANCISCO CA)
NY
02/28/2003 - 08/30/2005
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
NJ
01/17/2002 - 08/30/2005
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
BC
Issued 10/13/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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