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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Andrew Chow is an Investment Advisor Representative with Fidelity Personal And Workplace Advisors, offering investment advice and services to individuals and businesses. Derek is a seasoned professional with over 25 years of experience in the financial services industry. Derek's dedication to understanding client needs and providing personalized solutions has earned him a reputation for exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
05/06/2022 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
ME
08/28/2019 - 01/15/2020
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
IL
09/26/2018 - 07/08/2019
XMS CAPITAL PARTNERS, LLC (CHICAGO IL)
CA
10/28/2014 - 02/06/2017
FORESIDE FUNDS DISTRIBUTORS LLC (SAN FRANCISCO CA)
CO
09/15/2011 - 06/17/2014
VOYA INVESTMENTS DISTRIBUTOR, LLC (BOULDER CO)
ME
01/30/2008 - 12/31/2010
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
04/05/2006 - 12/05/2007
PACIFIC CORNERSTONE CAPITAL INCORPORATED (IRVINE CA)
CA
09/12/2005 - 03/22/2006
CAPITAL SOLUTIONS DISTRIBUTORS, LLC (CORTE MADERA CA)
PA
04/23/2003 - 06/13/2005
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
WI
04/30/2001 - 04/04/2003
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
RI
07/22/1998 - 05/02/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IL
06/21/1991 - 07/09/1998
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
NA
03/19/1985 - 04/11/1985
KIDDER, PEABODY & CO. INCORPORATED
BOTH
Issued 11/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/20/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 2/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/8/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/6/1996
Series 7 - General Securities Representative Examination
BC
Issued 6/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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