Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Moises Robertson is a financial advisor with over 25 years of experience. Derek is currently registered with Osaic Wealth, Inc. in Carmel, Indiana and has been with the firm since June 2024. Prior to that, Derek was employed by Securities America, Inc., Aurora Securities, Money Concepts Capital Corp, and Royal Alliance Associates, Inc. Derek provides a variety of services to individual clients, including financial planning, portfolio management, and pension consulting. Derek also offers educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
06/14/2024 - Present
Osaic Wealth, Inc. (CARMEL IN)
IN
09/22/2017 - 06/14/2024
SECURITIES AMERICA, INC. (CARMEL IN)
IN
08/25/2008 - 09/22/2017
AURORA SECURITIES (CARMEL IN)
IN
03/28/2007 - 08/18/2008
MONEY CONCEPTS CAPITAL CORP (CARMEL IN)
IN
12/20/2001 - 02/23/2007
ROYAL ALLIANCE ASSOCIATES, INC. (CARMEL IN)
MI
02/06/2007 - 02/22/2007
AURORA SECURITIES (TROY MI)
MO
11/20/1996 - 12/20/2001
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 02/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1996
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Derek Robertson is the right advisor for you? Invested Better is here to help.
