Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Woodward has been in the financial industry since December 28, 2003. Derek is currently registered with Empower Financial Services, Inc., and has been registered since September 2, 2014. Derek previously worked at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. and PFS INVESTMENTS INC. Derek has passed the Series 6, 7, 24, 26, 63 and SIE exams. Derek is registered to sell securities in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/02/2014 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
03/03/2011 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
CO
01/25/2008 - 03/07/2011
PFS INVESTMENTS INC. (ENGLEWOOD CO)
GA
12/04/2003 - 12/31/2007
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 07/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/16/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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