Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Michael Waring is a financial advisor registered in 53 states. Derek has been a financial advisor since December 9, 2018 and is currently associated with Fidelity Brokerage Services LLC. Derek has a Series 63 license, Series 7TO and SIE licenses. Derek has a Series 9 and Series 10 principal license. Derek also has a General Securities Representative license. Derek is a financial advisor and can help you with your investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
12/10/2018 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 12/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/10/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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