Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Michael Tawa is a financial advisor with Barings Securities LLC. Derek has been in the financial services industry for over 20 years. Derek has worked with a variety of firms throughout his career, including Loomis Sayles Distributors, L.P., NGAM Distribution, L.P., MetLife Securities Inc., Metropolitan Life Insurance Company, Walnut Street Securities, Inc. and New England Securities. Derek is registered with FINRA and has a Series 7, Series 24 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
08/11/2015 - Present
Barings Securities LLC (Boston MA)
MA
05/09/2014 - 08/03/2015
LOOMIS SAYLES DISTRIBUTORS, L.P. (BOSTON MA)
MA
06/30/2005 - 04/14/2014
NGAM DISTRIBUTION, L.P. (BOSTON MA)
MA
09/17/2004 - 06/29/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/17/2004 - 06/29/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
09/17/2004 - 06/29/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
08/08/2001 - 06/22/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 09/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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