Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Lavery is a financial advisor who has been in the industry since 2003. Derek is a registered representative with Equitable Advisors, LLC and holds Series 63, 65, 7, and SIE licenses. Derek has been registered with Equitable Advisors, LLC since 2007 and previously worked at Assent LLC and Andover Brokerage, L.L.C.. Derek offers a variety of financial services, including financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/18/2019 - Present
Equitable Advisors, LLC (POUGHKEEPSIE NY)
IL
03/03/2003 - 10/04/2007
ASSENT LLC (BOLINGBROOK IL)
NY
01/06/2003 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
IA
Issued 10/27/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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