Unclaimed
Derek Michael Ghiotto is a financial advisor currently registered with PNC Investments in Plainfield, IL. Derek has been in the financial services industry since 2014. Derek specializes in working with individuals and businesses. Derek holds licenses for Series 6, 7, 63, and 66. Derek also holds the Series SIE and is licensed to provide financial advice in 20 states. Previous to joining PNC Investments, Derek was associated with J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
10/20/2014 - Present
PNC Investments (Plainfield IL)
IL
11/20/2012 - 07/03/2013
J.P. MORGAN SECURITIES LLC (CREST HILL IL)
BOTH
Issued 10/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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