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Derek Michael Ghiotto

PNC Investments

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About Derek Michael Ghiotto

Derek Michael Ghiotto is a financial advisor currently registered with PNC Investments in Plainfield, IL. Derek has been in the financial services industry since 2014. Derek specializes in working with individuals and businesses. Derek holds licenses for Series 6, 7, 63, and 66. Derek also holds the Series SIE and is licensed to provide financial advice in 20 states. Previous to joining PNC Investments, Derek was associated with J.P. MORGAN SECURITIES LLC.

Firm Information

Derek Ghiotto is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Derek Ghiotto’s Registration & Firm History

IL

10/20/2014 - Present

PNC Investments (Plainfield IL)

IL

11/20/2012 - 07/03/2013

J.P. MORGAN SECURITIES LLC (CREST HILL IL)

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Licenses & Designations

BOTH

Issued 10/20/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/28/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2014

Series 7 - General Securities Representative Examination

BC

Issued 11/19/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Derek Michael Ghiotto. Review regulatory record here.
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