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Derek McNeil

Siebert Williams Shank & CO., LLC

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About Derek McNeil

Derek McNeil is a financial advisor with Siebert Williams Shank & Co., LLC. Derek has been in the financial services industry since 1997 and has experience in a number of areas. Derek is currently registered with the following states: Alabama, Connecticut, Delaware, District of Columbia, Florida, Maryland, Massachusetts, New Jersey, North Carolina, Pennsylvania, Rhode Island, South Carolina, and Virginia. Derek is also a Registered Principal for Siebert Williams Shank & Co., LLC. Derek is committed to providing clients with personalized financial advice.

Firm Information

Derek McNeil is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek McNeil’s Registration & Firm History

NY

05/02/2018 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

09/22/2015 - 04/23/2018

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

05/26/2009 - 09/11/2015

LOOP CAPITAL MARKETS LLC (NEW YORK NY)

NY

02/24/2003 - 06/05/2009

SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (NEW YORK NY)

NY

04/24/2001 - 06/19/2002

M. R. BEAL & COMPANY (NEW YORK NY)

NY

07/17/1998 - 04/20/2001

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NY

01/21/1997 - 06/26/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/20/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek McNeil.
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