Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Mazza is a financial advisor with Pacific Oak Capital Markets, LLC, a firm that focuses on providing investment solutions for a wide range of clients. Derek Mazza has been working in the financial industry since 2006, and has a comprehensive understanding of the market. Derek Mazza is dedicated to providing personalized investment advice and working with clients to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/01/2023 - Present
Pacific OAK Capital Markets, LLC (COSTA MESA CA)
CA
01/03/2023 - 05/23/2023
EMERSON EQUITY LLC (SAN MATEO CA)
NY
01/20/2016 - 09/01/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
MA
07/21/2008 - 12/04/2015
REALTY CAPITAL SECURITIES, LLC (BOSTON MA)
NY
09/14/2007 - 03/24/2008
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
09/19/2006 - 05/15/2007
BOSTON CAPITAL SECURITIES, INC. (BOSTON MA)
NH
12/03/2004 - 08/29/2006
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
IA
Issued 04/09/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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