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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Matthew Schug is a financial professional with over 20 years of experience in the industry. Derek is currently registered with Kestra Investment Management, LLC and is located in Austin, TX. Derek previously worked at LPL Financial LLC, UVEST FINANCIAL SERVICES GROUP, INC., COLUMBIA FUNDS DISTRIBUTOR, INC., and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Derek holds the Series 3, 6, 7, 26 and 63 licenses and is a Chartered Financial Analyst. Derek is a Registered Investment Advisor with Kestra Investment Management, LLC. Derek specializes in portfolio management for businesses. Derek's current employment with Kestra Investment Management, LLC began in January 2022 and is located in Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Investment advice to other registered investment advisors and trust companies
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
03/16/2022 - Present
Kestra Investment Management, LLC (AUSTIN TX)
MA
04/14/2005 - 11/21/2012
LPL FINANCIAL LLC (BOSTON MA)
NC
08/18/2009 - 04/25/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MA
08/16/2000 - 04/12/2005
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
RI
11/09/1992 - 08/18/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 11/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/17/2015
Series 3 - National Commodity Futures Examination
BC
Issued 10/06/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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