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Derek Matthew John

Fidelity Brokerage Services LLC

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About Derek Matthew John

Derek Matthew John is a financial advisor who has been in the industry since January 14, 2019. Derek is currently registered with Fidelity Brokerage Services LLC and has been with the firm since June 14, 2021. Derek is also registered with the state of Utah. Prior to joining Fidelity, Derek worked at E*TRADE SECURITIES LLC and Fidelity Brokerage Services LLC.

Firm Information

Derek John is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek John’s Registration & Firm History

UT

06/14/2021 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

UT

10/12/2018 - 07/09/2019

E*TRADE SECURITIES LLC (SANDY UT)

UT

04/24/2015 - 12/23/2016

FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)

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Licenses & Designations

BC

Issued 05/04/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/24/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/23/2016

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Derek Matthew John.
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