Unclaimed
Derek Matthew John is a financial advisor who has been in the industry since January 14, 2019. Derek is currently registered with Fidelity Brokerage Services LLC and has been with the firm since June 14, 2021. Derek is also registered with the state of Utah. Prior to joining Fidelity, Derek worked at E*TRADE SECURITIES LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
06/14/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
10/12/2018 - 07/09/2019
E*TRADE SECURITIES LLC (SANDY UT)
UT
04/24/2015 - 12/23/2016
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
BC
Issued 05/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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