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Derek M Shaffer

Tiaa-Cref Individual & Institutional Services, LLC

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About Derek M Shaffer

Derek Shaffer is an investment advisor representative at TIAA-CREF Individual & Institutional Services, LLC in Mechanicsburg, PA. Derek has been in the securities industry since February 15, 2014. Derek has registrations with FINRA, as well as state registrations in Pennsylvania and Florida. Derek specializes in providing financial planning, portfolio management for individuals, and selecting other advisors. Derek has been with TIAA since August of 2023. Previous employers include Charles Schwab & Co., Inc., TD Ameritrade, Inc., PNC Investments, and Edward Jones.

Firm Information

Derek Shaffer is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Derek Shaffer’s Registration & Firm History

PA

08/23/2023 - Present

Tiaa-Cref Individual & Institutional Services, LLC (MECHANICSBURG PA)

PA

01/26/2022 - 08/11/2023

CHARLES SCHWAB & CO., INC. (Harrisburg PA)

PA

05/03/2016 - 08/11/2023

TD AMERITRADE, INC. (Harrisburg PA)

PA

03/31/2015 - 04/21/2016

PNC INVESTMENTS (LITITZ PA)

PA

12/17/2013 - 02/19/2015

EDWARD JONES (EPHRATA PA)

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Licenses & Designations

BOTH

Issued 02/07/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek M Shaffer.
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