Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Bock is a financial advisor with over 22 years of experience. Derek has a broad range of experience in the industry, having worked at several firms, including Wells Fargo Advisors Financial Network, LLC, Quick & Reilly, Inc., M&T Securities, Inc., Morgan Stanley DW Inc., and Paine Webber Incorporated. Derek currently works at Hightower Advisors, LLC, where he serves clients in Williamsville, NY. Derek holds licenses in several states, including New York, New Jersey, and several others. Derek's specialties include providing financial planning, pension consulting, and portfolio management services for individuals and businesses. Derek is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
03/18/2021 - Present
Hightower Advisors, LLC (Williamsville NY)
NY
09/12/2003 - 04/18/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WILLIAMSVILLE NY)
NY
08/01/2002 - 09/30/2003
QUICK & REILLY, INC. (NEW YORK NY)
MD
10/04/2001 - 03/20/2002
M&T SECURITIES, INC. (BALTIMORE MD)
NY
12/21/1999 - 10/05/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/11/1999 - 09/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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