Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Lightner is an investment advisor representative associated with Ally Invest Advisors. Derek has been in the financial services industry since 2019. Derek has the Series 66 and Series 63 registrations. Derek also holds the Series 24 and Series 4 principal licenses. Derek is licensed to provide investment advisory services in the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
10/07/2021 - Present
Ally Invest Advisors (CHARLOTTE NC)
NC
03/22/2019 - 11/04/2020
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 09/25/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/21/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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