Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Levi Cate is a financial advisor with over 13 years of experience in the industry. Derek currently works at Osaic Wealth, Inc. in Scottsdale, AZ. Derek is licensed in Massachusetts. Before joining Osaic Wealth, Inc. Derek worked at several other firms including Triad Advisors LLC, Securities America, Inc., and Woodbury Financial Services, Inc. Derek specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
11/02/2018 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
02/02/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
02/02/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
12/07/2018 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
12/07/2018 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/07/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NH
05/04/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (PORTSMOUTH NH)
NH
10/01/2014 - 05/03/2016
LINCOLN FINANCIAL ADVISORS CORPORATION (CONCORD NH)
NH
10/01/2014 - 05/03/2016
LINCOLN FINANCIAL SECURITIES CORPORATION (CONCORD NH)
NH
07/15/2010 - 09/02/2014
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NH
02/16/2009 - 03/26/2009
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 07/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/2016
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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