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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Leonard Johnson is a financial advisor at MML Investors Services, LLC, specializing in portfolio management for individuals and businesses, as well as financial planning. Derek has over 25 years of experience in the financial services industry. He has a strong track record of helping clients achieve their financial goals and is dedicated to providing personalized advice and exceptional service. Derek also provides educational seminars and assists with the selection of other advisors. He is registered to provide investment advice in all states and holds a Series 7, 10, 24, 52, 53, 66, and SIE license. Prior to joining MML Investors Services, LLC, Derek was a financial advisor at Wells Fargo Clearing Services, LLC, and Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WI
04/27/2020 - Present
MML Investors Services, LLC (Wauwatosa WI)
WI
01/03/2011 - 04/21/2020
WELLS FARGO CLEARING SERVICES, LLC (MEQUON WI)
WI
10/04/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MILWAUKEE WI)
MO
03/31/2000 - 09/27/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/19/1997 - 03/28/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/30/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/31/2007
Series 24 - General Securities Principal Examination
BC
Issued 08/31/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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