Invested Better
Unclaimed

Unclaimed

Unclaimed

Derek Lee Nease

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Derek? Claim Your Profile

About Derek Lee Nease

Derek Nease is a financial professional registered with Nylife Securities LLC. Derek holds licenses including Series 6, Series 99TO, and Series 63. Derek has been a financial professional since February 2017. Derek is registered with the state of New York and North Carolina. Derek is a financial professional with a focus on providing financial guidance to their clients.

Firm Information

Derek Nease is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Derek Nease’s Registration & Firm History

NY

02/28/2017 - Present

Nylife Securities LLC (LATHAM NY)

Not sure if Derek Lee Nease is right for you?

Licenses & Designations

BC

Issued 03/16/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Lee Nease.
Not sure if Derek Lee Nease is right for you?