Unclaimed
Derek Nease is a financial professional registered with Nylife Securities LLC. Derek holds licenses including Series 6, Series 99TO, and Series 63. Derek has been a financial professional since February 2017. Derek is registered with the state of New York and North Carolina. Derek is a financial professional with a focus on providing financial guidance to their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/28/2017 - Present
Nylife Securities LLC (LATHAM NY)
BC
Issued 03/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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