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Derek Lee Arbogast

Vanguard Marketing Corp.

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About Derek Lee Arbogast

Derek Lee Arbogast is a financial advisor with Vanguard Marketing Corp. Derek has been in the industry since April 20, 2005 and holds the Series 6, 7 and 63 licenses as well as the SIE. Derek is registered with the state of Pennsylvania and has been with Vanguard Marketing Corp. since April 20, 2005.

Firm Information

Derek Arbogast is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Arbogast’s Registration & Firm History

PA

04/20/2005 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 04/27/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2013

Series 7 - General Securities Representative Examination

BC

Issued 04/19/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Lee Arbogast.
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