Unclaimed
Derek Lee Arbogast is a financial advisor with Vanguard Marketing Corp. Derek has been in the industry since April 20, 2005 and holds the Series 6, 7 and 63 licenses as well as the SIE. Derek is registered with the state of Pennsylvania and has been with Vanguard Marketing Corp. since April 20, 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/20/2005 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 04/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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