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Derek Justin Finch

Sanctuary Securities, Inc.

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About Derek Justin Finch

Derek Justin Finch is a securities representative registered with Sanctuary Securities, Inc. Derek holds the Series 7TO and SIE licenses. Derek has been in the securities industry since January 9, 2024. The Sanctuary Securities, Inc. office location Derek is registered with is located in LOS ANGELES, CA.

Firm Information

Derek Finch is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Finch’s Registration & Firm History

CA

01/09/2024 - Present

Sanctuary Securities, Inc. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 01/09/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/28/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Justin Finch.
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