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Derek Joseph Tamm

Northwestern Mutual Investment Services, LLC

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About Derek Joseph Tamm

Derek Joseph Tamm is a financial advisor with over 20 years of experience in the industry. Derek is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2002. Derek is licensed in 38 states and specializes in providing investment advice to individuals and families. Derek has a wide range of experience and knowledge in the financial services industry.

Firm Information

Derek Tamm is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Derek Tamm’s Registration & Firm History

MN

12/02/2004 - Present

Northwestern Mutual Investment Services, LLC (Edina MN)

WI

10/28/2002 - 06/02/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 11/15/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/08/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/12/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/28/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/22/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/26/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Joseph Tamm.
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