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Derek Joseph Kesig

TCP Asset Management, LLC

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About Derek Joseph Kesig

Derek Kesig has been working in the financial services industry since 1996 and is currently registered with TCP Asset Management, LLC. Derek is a registered investment advisor in Ohio and South Carolina and holds both Series 6 and 63 securities licenses. Derek has previous experience with firms like MML Investors Services, LLC, MSI Financial Services, Inc., Metropolitan Life Insurance Company, and Security First Financial, Inc. Derek is committed to providing personalized financial advice and wealth management services.

Firm Information

Derek Kesig is currently registered with TCP Asset Management, LLC. TCP Asset Management, LLC is an investment advisor registered with the SEC and located in UPPER ARLINGTON, OH. They manage approximately $641,790,572 in assets for 3,634 clients, including individuals, corporations, and high-net-worth individuals. They provide portfolio management services for both individuals and businesses, as well as financial planning and pension consulting. They do not have a wrap fee program.
TCP Asset Management, LLC

5000 HORIZONS DRIVE

UPPER ARLINGTON, OH 43220

$641.79M

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor's fees

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Derek Kesig’s Registration & Firm History

OH

01/26/2021 - Present

TCP Asset Management, LLC (UPPER ARLINGTON OH)

OH

03/25/2017 - 11/01/2019

MML INVESTORS SERVICES, LLC (DUBLIN OH)

OH

11/18/1998 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (DUBLIN OH)

NY

11/18/1998 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

CA

09/04/1996 - 11/25/1998

SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)

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Licenses & Designations

IA

Issued 01/15/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/22/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek Joseph Kesig.
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