Unclaimed
Derek Robichaud is a financial advisor with over 16 years of experience in the industry. He is registered with Fidelity Brokerage Services LLC. Derek has a broad range of certifications and experience including Series 63, 66, 7, 9, 10, and SIE. He is currently registered with the state of Massachusetts, New Hampshire, Texas, and Utah. Derek has expertise in various financial products and services and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
09/08/2015 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
01/25/2006 - 02/01/2013
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 10/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Derek Robichaud is the right advisor for you? Invested Better is here to help.