Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek John Pierce is a financial advisor with MML Investors Services, LLC. Derek has been in the financial industry since 1998. Derek holds a Series 63, Series 65, Series 7, Series 55, and SIE licenses. Derek is registered in 19 states and offers a wide range of financial services, including asset allocation programs, financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. In addition to working with MML Investors Services, LLC, Derek also works as an independent insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
VT
10/31/2022 - Present
MML Investors Services, LLC (Woodstock VT)
NY
10/18/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (New York NY)
NY
11/13/2003 - 10/23/2013
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/16/2003 - 10/21/2003
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
01/31/2002 - 03/25/2003
THIEME SECURITIES, INC. (NEW YORK NY)
NY
07/26/2000 - 01/02/2002
CARLIN EQUITIES CORP. (NEW YORK NY)
NA
05/20/1993 - 10/24/1994
GRUNTAL & CO. INCORPORATED
NA
07/06/1992 - 05/27/1993
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 12/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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