Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Peltier is a financial advisor who has been in the industry since April 14, 2011. Currently, Derek is registered with Country Capital Management Co. in Brookfield, WI. Derek is also registered with the state of Wisconsin. Derek is a Series 6, Series 63, and SIE licensed financial advisor. Previously, Derek was associated with CETERA ADVISOR NETWORKS LLC in Oak Creek, WI and COORDINATED CAPITAL SECURITIES, INC. in Oak Creek, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
07/25/2013 - Present
Country Capital Management Co. (Brookfield WI)
WI
04/05/2013 - 06/19/2013
CETERA ADVISOR NETWORKS LLC (OAK CREEK WI)
WI
03/11/2011 - 04/02/2013
COORDINATED CAPITAL SECURITIES, INC. (OAK CREEK WI)
IA
Issued 08/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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