Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek John Osmon is a financial advisor at LPL Financial LLC. Derek is registered in South Carolina. Derek has been in the industry since August 13, 2018. Derek specializes in several areas, including investment advisory, financial planning, and retirement planning. Derek has worked with clients of all sizes, including individuals, families, businesses, and institutions. Derek holds Series 6, 7, 63, and SIE licenses. Derek also has experience working with clients at TD Ameritrade, Inc. and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/25/2022 - Present
LPL Financial LLC (FORT MILL SC)
CA
07/22/2019 - 11/05/2021
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
02/07/2018 - 07/03/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
BC
Issued 02/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Derek Osmon is the right advisor for you? Invested Better is here to help.
