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Derek John Gemski

Prudential Annuities Distributors, Inc.

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About Derek John Gemski

Derek Gemski has been in the financial services industry since 1994. Derek is currently registered with Prudential Annuities Distributors, Inc. Prior to that, Derek was registered with DIRECTED SERVICES LLC, Aetna Investment Services, LLC, Lincoln Financial Advisors Corporation, CIGNA Financial Advisors, INC., Fidelity Investments Institutional Services Company, INC., Colonial Investment Services, INC., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Lehman Brothers INC. Derek is licensed in the following states: California, Florida, Massachusetts, Rhode Island and South Dakota. Derek holds the Series 7, Series 63 and SIE licenses.

Firm Information

Derek Gemski is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Gemski’s Registration & Firm History

CT

10/06/2009 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

PA

07/20/2001 - 09/30/2009

DIRECTED SERVICES LLC (WEST CHESTER PA)

CT

09/07/1999 - 07/26/2001

AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)

IN

06/01/1998 - 07/09/1999

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

PA

07/29/1997 - 06/01/1998

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

RI

03/28/1996 - 07/07/1997

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

08/29/1995 - 03/08/1996

COLONIAL INVESTMENT SERVICES, INC. (BOSTON MA)

NY

12/06/1993 - 05/19/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/11/1993 - 10/07/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/30/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek John Gemski.
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