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Derek John Elphick

THE L. Warner Companies, Inc.

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About Derek John Elphick

Derek John Elphick is a financial advisor associated with The L. Warner Companies, Inc., a registered investment advisor headquartered in Timonium, Maryland. Derek has been in the financial services industry since August 2016. Derek holds the Series 7, Series 63 and SIE licenses. He is a Chartered Financial Analyst (CFA). Derek primarily focuses on providing financial planning and investment management services to individuals, businesses, and charitable organizations.

Firm Information

Derek Elphick is currently registered with THE L. Warner Companies, Inc.. THE L. Warner Companies, Inc. is an investment advisor based in TIMONIUM, MD. They manage approximately $657,425,933 in client assets and specialize in providing financial planning, portfolio management for businesses and individuals, and business consulting and plan administration services. They serve a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
THE L. Warner Companies, Inc.

9690 DEERECO ROAD

TIMONIUM, MD 21093

$657.43M

Assets Under Management

1

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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business consulting and plan administration services

Business consulting and plan administration services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Derek Elphick’s Registration & Firm History

MD

08/09/2016 - Present

THE L. Warner Companies, Inc. (TIMONIUM MD)

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Licenses & Designations

BC

Issued 10/26/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek John Elphick.
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