Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek John De santo is a financial advisor at Northwestern Mutual Investment Services, LLC. Derek has been in the industry since 2013 and is licensed in 19 states. Derek holds the Series 6, 63, 26, and SIE licenses. Derek is a registered representative of Northwestern Mutual Investment Services, LLC, a subsidiary of Northwestern Mutual. Northwestern Mutual Investment Services, LLC is a registered investment advisor, broker-dealer, and member of FINRA and SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
03/07/2013 - Present
Northwestern Mutual Investment Services, LLC (MOOSIC PA)
BC
Issued 06/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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