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Derek John Casale

Empower Financial Services, Inc.

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About Derek John Casale

Derek John Casale is a financial advisor with Empower Financial Services, Inc. Derek has been in the financial services industry since 2007 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Derek is also licensed to sell securities in all 50 states and the District of Columbia. Derek is a Series 7 and Series 66 licensed professional, and has been active in the financial services industry for over 15 years.

Firm Information

Derek Casale is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Derek Casale’s Registration & Firm History

MA

09/10/2014 - Present

Empower Financial Services, Inc. (ANDOVER MA)

NH

03/07/2007 - 07/23/2014

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

BOTH

Issued 05/21/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Derek John Casale.
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