Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Jerold Bruton is a financial advisor with over 20 years of experience. Derek has held various positions at several firms including Freedom Investments, Inc., Oppenheimer & Co. Inc., and Lucia Securities, LLC. Derek is currently registered with Realta Investment Advisors, Inc. and is licensed to provide investment advice in California. Derek specializes in providing financial planning services to individuals, corporations, and charitable organizations. Derek also offers portfolio management services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
02/10/2025 - Present
Realta Investment Advisors, Inc. (Plymouth Meeting PA)
CA
04/15/2018 - 08/24/2021
KINGSWOOD CAPITAL PARTNERS, LLC (San Diego CA)
NJ
07/11/2017 - 04/13/2018
FREEDOM INVESTMENTS, INC. (EDISON NJ)
CA
11/04/2016 - 04/13/2018
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
CA
08/05/2014 - 08/15/2016
LUCIA SECURITIES, LLC (SAN DIEGO CA)
CA
04/07/2008 - 04/28/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
NJ
03/22/2005 - 08/14/2007
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
11/08/2001 - 03/17/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
03/06/1996 - 08/08/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 11/11/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1992
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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