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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Jay Mitchell is a financial advisor who has been working in the industry since 1993. He is currently registered with Prime Capital Financial and holds licenses in Kansas. Derek Jay Mitchell has previously worked with other firms such as PRIVATE CLIENT SERVICES, LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., NEXT FINANCIAL GROUP, INC., WALNUT STREET SECURITIES, INC., TRANSAMERICA FINANCIAL RESOURCES, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Derek Jay Mitchell has a background in providing financial planning, portfolio management, and qualified retirement plan services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
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2
KS
07/20/2017 - Present
Prime Capital Financial (OVERLAND PARK KS)
KS
04/25/2018 - 12/09/2021
PRIVATE CLIENT SERVICES, LLC (Overland Park KS)
KS
05/01/2009 - 04/30/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (OVERLAND PARK KS)
MO
08/31/2004 - 05/15/2009
NEXT FINANCIAL GROUP, INC. (LEES SUMMIT MO)
CA
08/08/2000 - 09/03/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
02/15/1996 - 08/09/2000
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
MA
11/16/1993 - 01/24/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/16/1993 - 01/24/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 01/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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