Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Jay Calton has been in the securities industry since 1983 and is currently registered with Calton & Associates, Inc.. Derek is a highly experienced professional with a strong background in securities and investment banking. Derek has held principal roles at several firms throughout their career, including Buchanan & Co., Inc. Derek is a registered principal in Series 4, 14, 24, and 53 and holds Series 7 and Series 63 licenses. Derek also specializes in a variety of investment products and services including: investment banking, municipal securities, operations, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
12/17/1987 - Present
Calton & Associates, Inc. (TAMPA FL)
NA
09/22/1983 - 12/23/1987
BUCHANAN & CO., INC.
BC
Issued 10/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/21/2002
Series 4 - Registered Options Principal Examination
BC
Issued 03/04/1993
Series 24 - General Securities Principal Examination
BC
Issued 07/16/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Derek Calton is the right advisor for you? Invested Better is here to help.
