Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Derek? Claim Your ProfileDerek Hartmann is a financial professional with over 20 years of experience in the industry. Derek is currently a registered representative with Fidelity Brokerage Services LLC. Derek is a highly experienced and knowledgeable financial advisor. Derek holds Series 3, 4, 7, 9, 10, 55, 63, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
07/16/1999 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 07/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/19/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2007
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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